Financial Adviser
· CHATSWOOD, NSW
Rick Yu-hsueh Peng
No disciplinary history on record with ASIC
CHATSWOOD,
NSW
12
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000432312
About Rick Yu-hsueh Peng
Rick Yu-hsueh Peng is a financial adviser based in Chatswood, New South Wales, with 12 years of experience in the financial services industry since 2014. Rick is currently authorised under Profinancial. Rick holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Rick's qualifications include a Masters of Commerce (Finance) from UNSW. Rick is a member of Financial Advice Association of Australia (FAAA) and SMSF Association.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
1998
Bechelor of Commerce (Accounting & information systems)
UNSW
2000
Masters of Commerce (Finance)
UNSW
2014
Diploma of Financial Planning
Intellitrain
2014
Managed Investment & Sercurities
Mentor Education
2014
Margin Lending
Mentor Education
2024
CPA
CPA
2024
Client engagement skills
Kaplan
2024
Ethics and Professionalism in Financial Advice
Ethics - Kaplan