Financial Adviser · GEORGETOWN, NSW

Anthony Broad

GEORGETOWN, NSW

17 Years experience

Tax advice
authorised

ASIC Registered · ADV 000333588

Currently at

Broad Wealth Management

Melbourne, VIC (firm address)

View firm profile

About Anthony Broad

Anthony Broad is a financial adviser based in Georgetown, New South Wales, with 17 years of experience in the financial services industry since 2009. Anthony is currently authorised under Capstone Financial Planning, operating through Broad Wealth Management. Anthony holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Anthony's qualifications include a Certified Financial Planner from Financial Advice Association of Australia. Anthony is a member of Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: This authorised representative is only authorised to give class of product advice in relation to Securities.

Authorised to provide tax financial advice services

Qualifications and Training

2002

Foundations of Law LEGL1001

University of Newcastle

2003

Bachelor of Economics

University of Newcastle

2008

Diploma of Financial Services (Financial Planning)

Kaplan Professional

2012

Advanced Diploma of Financial Planning

Kaplan Professional

2022

Certified Financial Planner

Financial Advice Association of Australia

2025

SMSF Essentials

Smarter SMSF

Registration History

Capstone Financial Planning Pty Ltd

Mar 2024 - Present Current

This authorised representative is only authorised to give class of product advice in relation to Securities.

Ri Advice Group Pty Ltd

Oct 2023 - Feb 2024 Ceased

Superannuation: Not authorised to provide SMSF advice

Aware Financial Services Australia Limited

Dec 2019 - Sep 2023 Ceased

Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.

Aware Financial Services Australia Limited

Mar 2013 - Nov 2019 Ceased

Westpac Banking Corporation

Mar 2012 - Mar 2013 Ceased

PREMIUM WEALTH MANAGEMENT PTY LTD

Jan 2009 - Mar 2012 Ceased

Source: ASIC Financial Advisers Register