Financial Adviser · KATOOMBA, NSW

Benjamin Shaw

KATOOMBA, NSW

32 Years experience

Tax advice
authorised

ASIC Registered · ADV 001005896

Currently at

Bgs Planning And Advisory

Bundall, QLD (firm address)

View firm profile

About Benjamin Shaw

Benjamin Shaw is a financial adviser based in Katoomba, New South Wales, with 32 years of experience in the financial services industry since 1994. Benjamin is currently authorised under Alliance Wealth, operating through Bgs Planning And Advisory. Benjamin holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Benjamin's qualifications include a Certified Financial Planner (CFP) Education Program from FPA Australia. Benjamin is a member of Certified Financial Planner (CFP) of FAAA.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Government Bonds

Restrictions: Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.

Authorised to provide tax financial advice services

Qualifications and Training

1999

Financial Planning Principles and Practice Course

Securities Institute Education

2001

Diploma of Financial Planning (8 units)

FPA Australia

2005

Certified Financial Planner (CFP) Education Program

FPA Australia

2005

Policy Statement 146 Knowledge Assessment

Tribeca Learning

2009

Regulatory Guide 146 Skills Assessment

Kaplan Professional

2011

Margin Lending and Geared Investments Course

Kaplan Professional

2013

Self Managed Superannuation Funds Course

Kaplan Professional

2019

Ethics and Professionalism in Financial Advice Course (FPC002B)

Ethics - Kaplan Higher Education

Registration History

Alliance Wealth Pty Ltd

Feb 2025 - Present Current

Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.

Viridian Advisory Pty Ltd

Jul 2019 - Jan 2025 Ceased

Westpac Banking Corporation

May 2012 - Jun 2019 Ceased

Specialised Private Capital Wholesale Pty Ltd

Jan 2012 - Apr 2012 Ceased

Westpac Banking Corporation

Nov 2009 - Jan 2012 Ceased

Source: ASIC Financial Advisers Register