Financial Adviser
· ALEXANDRA HEADLAND, QLD
Brett Stephenson
No disciplinary history on record with ASIC
ALEXANDRA HEADLAND,
QLD
13
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000439611
About Brett Stephenson
Brett Stephenson is a financial adviser based in Alexandra Headland, Queensland, with 13 years of experience in the financial services industry since 2013. Brett is currently authorised under Infocus Securities Australia. Brett holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Brett's qualifications include a Master of Business Administration from University of New England. Brett is a member of Association of Independently Owned Financial Professionals (AIOFP) and FINSIA.
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2001
Master of Business Administration
University of New England
2007
Graduate Certificate in Financial Planning
Finsia
2009
Bachelor of Arts
The University of Queensland Australia
2015
Advanced Diploma of Financial Planning
Pinnacle
2016
FNSASICR503 Provide advice in Margin lending
AAMC train-ing Group
2022
SuperConcepts & ICFS Specialist SMSF online course
The Univer-sity of Ade-laide
2024
FPC001B Economic and Legal Context
Regulation & Legal Obligations - Kaplan Professional
2025
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
2025
FPC003 Superannuation and Retirement Advice
Kaplan Professional
2025
FPC004 Insurance Advice
Kaplan Professional
2025
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Professional
2026
Accreditied Listed Product Adviser
Kaplan Professional
Registration History
AAN WEALTH MANAGEMENT PTY LTD
TRADE WIND FINANCIAL SERVICES PTY LTD
ELDERS FINANCIAL PLANNING PTY LTD
Government Debentures, Stocks or Bonds: class of product only. Securities: class of product only. Not authorised to provide SMSF advice.
DOVER FINANCIAL ADVISERS PTY LTD
Superannuation Excludes Self-Managed Super Funds
A.C.N. 140 520 225 PTY LTD
Advice on superannuation excludes self managed superannuation funds.
Source: ASIC Financial Advisers Register