Financial Adviser · DALBY, QLD

Malcolm Alexander Smith

DALBY, QLD

33 Years experience

Tax advice
authorised

ASIC Registered · ADV 000250799

Currently at

Principal Wealth Management

Melbourne, VIC (firm address)

View firm profile

Malcolm Alexander Smith is a financial adviser based in Dalby, Queensland, with 33 years of experience in the financial services industry since 1993. Malcolm is currently authorised under Capstone Financial Planning, operating through Principal Wealth Management. Malcolm holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Malcolm's qualifications include a Margin Lending and Geared Investments from Kaplan Professional. Malcolm is a member of Financial Advice Association of Australia (FAAA).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Authorised to provide tax financial advice services

Qualifications and Training

2011

Margin Lending and Geared Investments

Kaplan Professional

2015

Self Managed Superannuation Funds

Mentor Education

2018

Fellow Chartered Financial Practitioner (FChFP)

Association of Financial Advisers

2020

Accredited Listed Product Adviser Program

Kaplan Professional

2023

Ethics and Professionalism in Financial Advice

Ethics - Kaplan Professional

Registration History

Capstone Financial Planning Pty Ltd

Sep 2019 - Present Current

McPherson & Associates Pty. Ltd.

Oct 2015 - Sep 2019 Ceased

Charter Financial Planning Limited

Jun 2010 - Oct 2015 Ceased

One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.

JIGSAW SUPPORT SERVICES PTY LIMITED

Jan 2004 - Jun 2010 Ceased

Source: ASIC Financial Advisers Register