Financial Adviser · SOUTH BRISBANE, QLD

James Alexander Guthrie

SOUTH BRISBANE, QLD
8 Years experience
Tax advice
authorised
ASIC Registered · ADV 001270746
Currently at
South Brisbane, QLD (firm address)

About James Alexander Guthrie

James Alexander Guthrie is a financial adviser based in South Brisbane, Queensland, with 8 years of experience in the financial services industry since 2018. James is currently authorised under Mgd Wealth. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). James's qualifications include a Bachelor of Business and Commerce from University of Southern Queensland.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Authorised to provide tax financial advice services

Qualifications and Training

2017
Diploma of Financial Planning
Monarch Institute
2019
Bachelor of Business and Commerce
University of Southern Queensland
2020
EFN520 Behavioural Client Management
Bridging Course - Behavioural Finance - Queensland University of Technology
2021
AYN457 Financial Planning Principles and Regulation
Regulation & Legal Obligations - Queensland University of Technology
2022
AYN458 Ethics and Professional Relationships
Ethics - Queensland University of Technology
2022
EFN429 Investments Management
Queensland University of Technology
2022
Graduate Certificate in Business
Queensland University of Technology
2025
Commercial Law
Kaplan Higher Education Pty Limited
2025
Tax for Financial Advising
Kaplan Higher Education Pty Limited

Registration History

Sep 2022 - Present Current
Dec 2018 - Sep 2022 Ceased

Source: ASIC Financial Advisers Register